HR1138-118

Introduced

To amend title 5, United States Code, to prohibit transactions involving certain financial instruments by Members of Congress and their spouses, and for other purposes.

118th Congress Introduced Feb 21, 2023

Analysis under review: This bill has generated analysis that may be too generic or incomplete. Clause-level evidence remains available below.

Summary

What This Bill Does

The bill requires prohibiting transactions and ownership of certain financial instruments by Members of Congress and their spouses Chapter 131 of title 5, United States Code, is amended by adding after subchapter III, defines definitions In this subchapter— the term covered financial instrument— means— any investment in— a security (as defined in section 3(a) of Securities Exchange Act of 1934 (15 U.S.C, and requires prohibition on certain transactions and holdings involving covered financial instruments Except as provided in subsection (b), a Member of Congress and the Member’s spouse may not, during the term of service. It relies on definition changes, compliance mandates, tax rate changes, and reporting requirements. The main policy areas are Financial Services and Finance.

Who Benefits and How

Financial services firms and customers affected by the bill could face lower compliance burdens and Public beneficiaries or protected communities affected by the clause could face reduced risk.

Who Bears the Burden and How

Federal, state, or local agencies responsible for implementing the clause would take on compliance duties, Public beneficiaries or protected communities affected by the clause could face increased risk, and Financial services firms and customers affected by the bill would take on compliance duties.

Key Provisions

  • Requires prohibiting transactions and ownership of certain financial instruments by Members of Congress and their spouses Chapter 131 of title 5, United States Code, is amended by adding after subchapter III...
  • Defines definitions In this subchapter— the term covered financial instrument— means— any investment in— a security (as defined in section 3(a) of Securities Exchange Act of 1934 (15 U.S.C.
  • Requires prohibition on certain transactions and holdings involving covered financial instruments Except as provided in subsection (b), a Member of Congress and the Member’s spouse may not, during the term of service...
  • Requires supervising ethics office certification of compliance and audit.

Evidence Chain:

This summary is generated from the full bill text using AI analysis. Expand "Detailed Analysis" below for identified beneficiaries/burden bearers with clause-level evidence links.

At a Glance

What This Bill Does

The bill requires prohibiting transactions and ownership of certain financial instruments by Members of Congress and their spouses Chapter 131 of title 5, United States Code, is amended by adding after subchapter III, defines definitions In this subchapter— the term covered financial instrument— means— any investment in— a security (as defined in section 3(a) of Securities Exchange Act of 1934 (15 U.S.C, and requires prohibition on certain transactions and holdings involving covered financial instruments Except as provided in subsection (b), a Member of Congress and the Member’s spouse may not, during the term of service.

Key Policy Areas

Financial Services, Finance

Primary Purpose

The bill requires prohibiting transactions and ownership of certain financial instruments by Members of Congress and their spouses Chapter 131 of title 5, United States Code, is amended by adding after subchapter III, defines definitions In this subchapter— the term covered financial instrument— means— any investment in— a security (as defined in section 3(a) of Securities Exchange Act of 1934 (15 U.S.C, and requires prohibition on certain transactions and holdings involving covered financial instruments Except as provided in subsection (b), a Member of Congress and the Member’s spouse may not, during the term of service.

Policy Domains

Financial Services Finance

Whole bill

Identified Gains
  • Financial services firms and customers affected by the bill
  • Public beneficiaries or protected communities affected by the clause
Model: codex-gpt-5:bulk-repair | Version: bill_summary_v2 | Source: ih
Financial services firms and customers affected by the bill: , ,
Public beneficiaries or protected communities affected by the clause:
Identified Costs
  • Federal, state, or local agencies responsible for implementing the clause
  • Public beneficiaries or protected communities affected by the clause
  • Financial services firms and customers affected by the bill
Model: codex-gpt-5:bulk-repair | Version: bill_summary_v2 | Source: ih
Financial services firms and customers affected by the bill:
Public beneficiaries or protected communities affected by the clause: ,
Federal, state, or local agencies responsible for implementing the clause: , ,

Legislative Progress

Introduced
Introduced Committee Passed
Feb 21, 2023

Mr. Nunn of Iowa (for himself and Mr. Stanton) introduced …

Impact analysis is available but no clear stakeholder effects identified. View clause-level analysis →

Bill Structure & Actor Mappings

Who is "The Secretary" in each section?

Domains
Financial Services Finance

We use a combination of our own taxonomy and classification in addition to large language models to assess meaning and potential beneficiaries. High confidence means strong textual evidence. Always verify with the original bill text.

Learn more about our methodology